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We stand for a modern and future-oriented Compliance Management

In recent years, scandals such as the Wirecard fraud case, complex tax avoidance schemes like Cum-Ex/Cum-Cum, and corruption within the German Football Association have vividly demonstrated the critical importance of compliance for both the stability and reputation of organizations. Non-compliance can lead to not only a loss of customer trust but also significant legal consequences for responsible managers and extensive liabilities for the affected companies.

Against this backdrop, compliance has become a key agenda item for top management. Regulatory authorities and lawmakers are responding with with targeted expansions and stricter regulations, posing a challenge for companies to not only meet regulatory requirements efficiently but also maintain long-term profitability. The crucial question now is: How can companies operate sustainably and profitably in various markets while strictly adhering to these regulations?

Compliance Excellence

Consulting Expertise Compliance Excellence:

 

Compliance Transformation

Consulting Expertise Compliance Transformation:

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Compliance Innovation

Consulting Expertise Compliance Innovation:

  • Business Model Integration
  • ESG Management
  • Developed Technologies
  • Big Data & KI
  • Real Time Analytics
  • Automization / Robotics

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What Distinguishes Good Compliance Management

Effective and efficient compliance management has become a key driver of success and an integral part of competition for companies. It acts as a catalyst for the functioning of processes and systems. Regulatory requirements for compliance often necessitate extensive professional, technical, and organizational changes.

It is essential to systematically examine and evaluate implementation and operating costs to ensure a company's revenues are maintained. Therefore, it is important to act in a compliant, efficient, and future-oriented manner in the field of compliance.

 

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In Focus

Digital Operational Resilience Act

The Digital Operational Resilience Act (DORA) of the EU is a initiative aimed at strengthening the resilience of financial service institutions and their information and communication technology (ICT) service providers against cyber risks. By introducing stricter rules for risk management, incident reporting, and the monitoring of third-party risks DORA sets new regulatory standards in the insurance and financial sector. Affected companies are now obligated to implement effective ICT risk management strategies, supplement outsourcing contracts and continuously review operational stability. These measures aim to create a robust digital infrastructure and better prepare the financial sector against digital threats. But it is important to act quickly: The implementation deadline is only January 16, 2025.

More about DORA

 

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ESG Compliance

.. and how it can improve our world.
In today's corporate landscape, ESG compliance occupies a key role. In light of the "European Green Deal," both corporations and financial service providers are confronted with the challenge of fulfilling extensive regulatory requirements in the realms of environmental, social, and corporate governance (ESG).

Given the continuously evolving legislation and the imperative to implement flexible solutions, adherence to ESG standards is not merely a legal obligation but also a strategically significant tool for successful sustainable corporate development.

Insurance Fraud

Insurance fraud continues to grow in popularity, posing significant challenges for insurance companies. The continuously increasing number of fraud cases requires successful identification and prevention of these incidents. Insurers must consider the entire customer lifecycle to detect fraud early and implement appropriate prevention measures. This includes the use of ad-hoc data analysis to develop short-term prevention strategies, as well as training and raising awareness among employees involved in claims handling. Innovative AI methods have also proven effective in fraud prevention and in identifying more complex patterns of behavior.

To address these challenges sustainably, 4C GROUP AG supports insurers with a holistic approach and practical implementation methods.

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Portfolio Emission: PCAF

Let's drive your sustainable transformation and make your company a pioneer in ESG compliance.

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DORA - Digital Operational Resilience Act

EU regulation to strengthen the resilience of financial services institutions to ICT and cyber risks

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Compliance Strategy

The compliance strategy as a sustainable foundation

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Why 4C?

How we support you in the area of compliance

The 4C GROUP supports companies in central compliance areas that are associated with a high risk potential: Fighting fraud and corruption (anti-fraud, anti-bribery, anti-corruption), preventing and combating money laundering (anti-money laundering, or AML for short) and dealing with regulatory requirements within the company in the form of regulatory management are part of our consulting portfolio. By combining our technical and methodological know-how, we create tangible added value for you. In doing so, we also look to the future for you and actively deal with the possible effects and opportunities of digitalization in compliance management. We also closely monitor RegTech solutions in order to sustainably reduce risks and operating costs of companies. It is becoming increasingly important to proactively monitor and precisely control compliance with regulatory requirements. We call this Regulatory Excellence.


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Insights

Your Experts

Dr. Heiko Mauterer

Senior Partner

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Daniel Lovric

Partner

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Lucas Bueckemeyer

Manager Banking & Compliance

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Michael Schmitt

Manager Banking & Compliance

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We would like to point out that this website only offers a limited insight into our services. Our expertise and range of services cannot be fully represented on this platform. For individual advice and to address your specific concerns in the best possible way, we cordially invite you to contact us directly so that we can offer you tailor-made solutions.

Thank you for your trust. We look forward to hearing from you.

 

Claudia Bauer

Head of Marketing & Business Development

+49 89 599 882 0

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Maike Ring

Expert Marketing & Business Development

+49 89 599 882 0

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