We stand for a modern and future-oriented Compliance Managementt

Banking crisis, diesel gate, FIFA corruption affair - the last few years have shown in some impressive examples that non-compliance has become a showstopper for many products and also careers. Quite often, drastic individual sanctions for responsible managers and compensation obligations for companies follow. Compliance has thus become part of the top management agenda. At the same time, existing regulations are being expanded and tightened by the supervisory authorities and legislators. This not only confronts companies with the question of how to comply with all regulations in the area of risk and compliance, but also how to sustainably maintain the profitability of a company. The question is: With which products or services and in which markets can a company generate sustainable profits in the future - in strict compliance with regulatory and legal requirements?

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Digital Operational Resilience Act

The Digital Operational Resilience Act (DORA) of the EU is a initiative aimed at strengthening the resilience of financial service institutions and their information and communication technology (ICT) service providers against cyber risks. By introducing stricter rules for risk management, incident reporting, and the monitoring of third-party risks DORA sets new regulatory standards in the insurance and financial sector. Affected companies are now obligated to implement effective ICT risk management strategies, supplement outsourcing contracts and continuously review operational stability. These measures aim to create a robust digital infrastructure and better prepare the financial sector against digital threats. But it is important to act quickly: The implementation deadline is only January 16, 2025.

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ESG Compliance

.. and how it can improve our world.
In today's corporate landscape, ESG compliance occupies a key role. In light of the "European Green Deal," both corporations and financial service providers are confronted with the challenge of fulfilling extensive regulatory requirements in the realms of environmental, social, and corporate governance (ESG).

Given the continuously evolving legislation and the imperative to implement flexible solutions, adherence to ESG standards is not merely a legal obligation but also a strategically significant tool for successful sustainable corporate development.

In Focus

Compliance Excellence

Integral part of corporate strategies and social responsibility

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Compliance Transformation

The compliance strategy as a sustainable foundation

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Compliance Innovation

Integrated compliance as a competitive advantage

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Portfolio Emission: PCAF

Let's drive your sustainable transformation and make your company a pioneer in ESG compliance.

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DORA - Digital Operational Resilience Act

EU regulation to strengthen the resilience of financial services institutions to ICT and cyber risks

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Compliance Strategy

The compliance strategy as a sustainable foundation

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Publications & Studies

Your Experts

Dr. Heiko Mauterer

Senior Partner

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Daniel Lovric

Partner

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Lucas Bueckemeyer

Manager Banking & Compliance

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Michael Schmitt

Manager Banking & Compliance

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Contact us

We would like to point out that this website only offers a limited insight into our services. Our expertise and range of services cannot be fully represented on this platform. For individual advice and to address your specific concerns in the best possible way, we cordially invite you to contact us directly so that we can offer you tailor-made solutions.

Thank you for your trust. We look forward to hearing from you.

 

Claudia Bauer

Head of Marketing & Business Development

+49 89 599 882 0

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Maike Ring

Expert Marketing & Business Development

+49 89 599 882 0

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